id: "AC-04(09)" title: "Human Reviews" family: "AC" family_name: "Access Control" sort_id: "ac-04.09" priority: "P1" implementation_level: "system" parent: "AC-04" enhancement: True


Statement

Enforce the use of human reviews for {{ insert: param, ac-04.09_odp.01 }} under the following conditions: {{ insert: param, ac-04.09_odp.02 }}.

Guidance

Organizations define security or privacy policy filters for all situations where automated flow control decisions are possible. When a fully automated flow control decision is not possible, then a human review may be employed in lieu of or as a complement to automated security or privacy policy filtering. Human reviews may also be employed as deemed necessary by organizations.

Assessment Objective

human reviews are used for {{ insert: param, ac-04.09_odp.01 }} under {{ insert: param, ac-04.09_odp.02 }}.

Access control policy

information flow control policies

procedures addressing information flow enforcement

system design documentation

system configuration settings and associated documentation

records of human reviews regarding information flows

list of information flows requiring the use of human reviews

list of conditions requiring human reviews for information flows

system audit records

system security plan

privacy plan

other relevant documents or records

System/network administrators

organizational personnel with information security and privacy responsibilities

organizational personnel with information flow enforcement responsibilities

system developers

Mechanisms enforcing the use of human reviews