id: "AC-07(04)" title: "Use of Alternate Authentication Factor" family: "AC" family_name: "Access Control" sort_id: "ac-07.04" priority: "P1" implementation_level: "system" parent: "AC-07" enhancement: True


Allow the use of {{ insert: param, ac-07.04_odp.01 }} that are different from the primary authentication factors after the number of organization-defined consecutive invalid logon attempts have been exceeded; and

Enforce a limit of {{ insert: param, ac-07.04_odp.02 }} consecutive invalid logon attempts through use of the alternative factors by a user during a {{ insert: param, ac-07.04_odp.03 }}.

Guidance

The use of alternate authentication factors supports the objective of availability and allows a user who has inadvertently been locked out to use additional authentication factors to bypass the lockout.

Assessment Objective: {{ insert: param, ac-07.04_odp.01 }} that are different from the primary authentication factors are allowed to be used after the number of organization-defined consecutive invalid logon attempts have been exceeded;

Assessment Objective: a limit of {{ insert: param, ac-07.04_odp.02 }} consecutive invalid logon attempts through the use of the alternative factors by the user during a {{ insert: param, ac-07.04_odp.03 }} is enforced.

Access control policy

procedures addressing unsuccessful logon attempts for primary and alternate authentication factors

system design documentation

system configuration settings and associated documentation

system audit records

system security plan

other relevant documents or records

System/network administrators

organizational personnel with information security responsibilities

Mechanisms implementing access control policy for unsuccessful logon attempts