id: "AU-07(01)" title: "Automatic Processing" family: "AU" family_name: "Audit and Accountability" sort_id: "au-07.01" priority: "P2" implementation_level: "system" parent: "AU-07" enhancement: True
Statement
Provide and implement the capability to process, sort, and search audit records for events of interest based on the following content: {{ insert: param, au-07.01_odp }}.
Guidance
Events of interest can be identified by the content of audit records, including system resources involved, information objects accessed, identities of individuals, event types, event locations, event dates and times, Internet Protocol addresses involved, or event success or failure. Organizations may define event criteria to any degree of granularity required, such as locations selectable by a general networking location or by specific system component.
Assessment Objective: the capability to process, sort, and search audit records for events of interest based on {{ insert: param, au-07.01_odp }} are provided;
Assessment Objective: the capability to process, sort, and search audit records for events of interest based on {{ insert: param, au-07.01_odp }} are implemented.
Audit and accountability policy
system security plan
privacy plan
procedures addressing audit reduction and report generation
system design documentation
system configuration settings and associated documentation
audit reduction, review, analysis, and reporting tools
audit record criteria (fields) establishing events of interest
system audit records
other relevant documents or records
Organizational personnel with audit reduction and report generation responsibilities
organizational personnel with information security and privacy responsibilities
system developers
Audit reduction and report generation capability