id: "AU-10" title: "Non-repudiation" family: "AU" family_name: "Audit and Accountability" sort_id: "au-10" priority: "P2" implementation_level: "system" enhancements: - au-10.1 - au-10.2 - au-10.3 - au-10.4 - au-10.5


Statement

Provide irrefutable evidence that an individual (or process acting on behalf of an individual) has performed {{ insert: param, au-10_odp }}.

Guidance

Types of individual actions covered by non-repudiation include creating information, sending and receiving messages, and approving information. Non-repudiation protects against claims by authors of not having authored certain documents, senders of not having transmitted messages, receivers of not having received messages, and signatories of not having signed documents. Non-repudiation services can be used to determine if information originated from an individual or if an individual took specific actions (e.g., sending an email, signing a contract, approving a procurement request, or receiving specific information). Organizations obtain non-repudiation services by employing various techniques or mechanisms, including digital signatures and digital message receipts.

Assessment Objective

irrefutable evidence is provided that an individual (or process acting on behalf of an individual) has performed {{ insert: param, au-10_odp }}.

Audit and accountability policy

system security plan

privacy plan

procedures addressing non-repudiation

system design documentation

system configuration settings and associated documentation

system audit records

other relevant documents or records

Organizational personnel with information security and privacy responsibilities

system/network administrators

system developers

Mechanisms implementing non-repudiation capability