id: "CA-07(03)" title: "Trend Analyses" family: "CA" family_name: "Assessment, Authorization, and Monitoring" sort_id: "ca-07.03" priority: "P1" implementation_level: "organization" parent: "CA-07" enhancement: True


Statement

Employ trend analyses to determine if control implementations, the frequency of continuous monitoring activities, and the types of activities used in the continuous monitoring process need to be modified based on empirical data.

Guidance

Trend analyses include examining recent threat information that addresses the types of threat events that have occurred in the organization or the Federal Government, success rates of certain types of attacks, emerging vulnerabilities in technologies, evolving social engineering techniques, the effectiveness of configuration settings, results from multiple control assessments, and findings from Inspectors General or auditors.

Assessment Objective: trend analysis is employed to determine if control implementations used in the continuous monitoring process need to be modified based on empirical data;

Assessment Objective: trend analysis is employed to determine if the frequency of continuous monitoring activities used in the continuous monitoring process needs to be modified based on empirical data;

Assessment Objective: trend analysis is employed to determine if the types of activities used in the continuous monitoring process need to be modified based on empirical data.

Organizational continuous monitoring strategy

system-level continuous monitoring strategy

assessment, authorization, and monitoring policy

procedures addressing continuous monitoring of system controls

privacy controls

assessment report

plan of action and milestones

system monitoring records

impact analyses

status reports

system security plan

privacy plan

other relevant documents or records

Organizational personnel with continuous monitoring responsibilities

organizational personnel with information security and privacy responsibilities

Mechanisms supporting trend analyses