id: "IA-12(01)" title: "Supervisor Authorization" family: "IA" family_name: "Identification and Authentication" sort_id: "ia-12.01" priority: "P1" implementation_level: "organization" parent: "IA-12" enhancement: True


Statement

Require that the registration process to receive an account for logical access includes supervisor or sponsor authorization.

Guidance

Including supervisor or sponsor authorization as part of the registration process provides an additional level of scrutiny to ensure that the user’s management chain is aware of the account, the account is essential to carry out organizational missions and functions, and the user’s privileges are appropriate for the anticipated responsibilities and authorities within the organization.

Assessment Objective

the registration process to receive an account for logical access includes supervisor or sponsor authorization.

Identification and authentication policy

procedures addressing identity proofing

system security plan

other relevant documents or records

Organizational personnel with system operations responsibilities

organizational personnel with information security responsibilities

system/network administrators

system developers

organizational personnel with identification and authentication responsibilities

Mechanisms supporting and/or implementing identification and authentication capabilities