id: "PT-08" title: "Computer Matching Requirements" family: "PT" family_name: "PII Processing and Transparency" sort_id: "pt-08" priority: "P2" implementation_level: "organization"


Statement

When a system or organization processes information for the purpose of conducting a matching program:

Obtain approval from the Data Integrity Board to conduct the matching program;

Develop and enter into a computer matching agreement;

Publish a matching notice in the Federal Register;

Independently verify the information produced by the matching program before taking adverse action against an individual, if required; and

Provide individuals with notice and an opportunity to contest the findings before taking adverse action against an individual.

Guidance

The PRIVACT establishes requirements for federal and non-federal agencies if they engage in a matching program. In general, a matching program is a computerized comparison of records from two or more automated PRIVACT systems of records or an automated system of records and automated records maintained by a non-federal agency (or agent thereof). A matching program either pertains to federal benefit programs or federal personnel or payroll records. A federal benefit match is performed to determine or verify eligibility for payments under federal benefit programs or to recoup payments or delinquent debts under federal benefit programs. A matching program involves not just the matching activity itself but also the investigative follow-up and ultimate action, if any.

Assessment Objective: approval to conduct the matching program is obtained from the Data Integrity Board when a system or organization processes information for the purpose of conducting a matching program;

Assessment Objective: a computer matching agreement is developed when a system or organization processes information for the purpose of conducting a matching program;

Assessment Objective: a computer matching agreement is entered into when a system or organization processes information for the purpose of conducting a matching program;

Assessment Objective: a matching notice is published in the Federal Register when a system or organization processes information for the purpose of conducting a matching program;

Assessment Objective: the information produced by the matching program is independently verified before taking adverse action against an individual, if required, when a system or organization processes information for the purpose of conducting a matching program;

Assessment Objective: individuals are provided with notice when a system or organization processes information for the purpose of conducting a matching program;

Assessment Objective: individuals are provided with an opportunity to contest the findings before adverse action is taken against them when a system or organization processes information for the purpose of conducting a matching program.

Personally identifiable information processing and transparency policy and procedures

privacy notice

Privacy Act system of records

Federal Register notices

Data Integrity Board determinations

contracts

information sharing agreements

memoranda of understanding

governing requirements

privacy plan

other relevant documents or records

Organizational personnel with personally identifiable information processing and transparency responsibilities

organizational personnel with information security and privacy responsibilities

Organizational processes for supporting and/or implementing personally identifiable information processing

matching program