id: "SA-09(03)" title: "Establish and Maintain Trust Relationship with Providers" family: "SA" family_name: "System and Services Acquisition" sort_id: "sa-09.03" priority: "P1" implementation_level: "organization" parent: "SA-09" enhancement: True


Statement

Establish, document, and maintain trust relationships with external service providers based on the following requirements, properties, factors, or conditions: {{ insert: param, sa-9.3_prm_1 }}.

Guidance

Trust relationships between organizations and external service providers reflect the degree of confidence that the risk from using external services is at an acceptable level. Trust relationships can help organizations gain increased levels of confidence that service providers are providing adequate protection for the services rendered and can also be useful when conducting incident response or when planning for upgrades or obsolescence. Trust relationships can be complicated due to the potentially large number of entities participating in the consumer-provider interactions, subordinate relationships and levels of trust, and types of interactions between the parties. In some cases, the degree of trust is based on the level of control that organizations can exert on external service providers regarding the controls necessary for the protection of the service, information, or individual privacy and the evidence brought forth as to the effectiveness of the implemented controls. The level of control is established by the terms and conditions of the contracts or service-level agreements.

Assessment Objective: trust relationships with external service provides based on {{ insert: param, sa-09.03_odp.01 }} are established and documented;

Assessment Objective: trust relationships with external service provides based on {{ insert: param, sa-09.03_odp.01 }} are maintained;

Assessment Objective: trust relationships with external service provides based on {{ insert: param, sa-09.03_odp.02 }} are established and documented;

Assessment Objective: trust relationships with external service provides based on {{ insert: param, sa-09.03_odp.02 }} are maintained.

System and services acquisition policy

system and services acquisition procedures

acquisition contracts for the system, system component, or system service

acquisition documentation

solicitation documentation

service level agreements

memorandum of understanding

memorandum of agreements

list of organizational security and privacy requirements, properties, factors, or conditions for external provider services

documentation of trust relationships with external service providers

system security plan

privacy plan

supply chain risk management plan

other relevant documents or records

Organizational personnel with acquisition responsibilities

organizational personnel with information security and privacy responsibilities

external providers of system services

organizational personnel with supply chain risk management responsibilities