id: "SA-11(05)" title: "Penetration Testing" family: "SA" family_name: "System and Services Acquisition" sort_id: "sa-11.05" priority: "P1" implementation_level: "organization" parent: "SA-11" enhancement: True


Statement

Require the developer of the system, system component, or system service to perform penetration testing:

At the following level of rigor: {{ insert: param, sa-11.5_prm_1 }} ; and

Under the following constraints: {{ insert: param, sa-11.05_odp.03 }}.

Guidance

Penetration testing is an assessment methodology in which assessors, using all available information technology product or system documentation and working under specific constraints, attempt to circumvent the implemented security and privacy features of information technology products and systems. Useful information for assessors who conduct penetration testing includes product and system design specifications, source code, and administrator and operator manuals. Penetration testing can include white-box, gray-box, or black-box testing with analyses performed by skilled professionals who simulate adversary actions. The objective of penetration testing is to discover vulnerabilities in systems, system components, and services that result from implementation errors, configuration faults, or other operational weaknesses or deficiencies. Penetration tests can be performed in conjunction with automated and manual code reviews to provide a greater level of analysis than would ordinarily be possible. When user session information and other personally identifiable information is captured or recorded during penetration testing, such information is handled appropriately to protect privacy.

Assessment Objective: the developer of the system, system component, or system service is required to perform penetration testing at the following level of rigor: {{ insert: param, sa-11.05_odp.01 }};

Assessment Objective: the developer of the system, system component, or system service is required to perform penetration testing at the following level of rigor: {{ insert: param, sa-11.05_odp.02 }};

Assessment Objective: the developer of the system, system component, or system service is required to perform penetration testing under {{ insert: param, sa-11.05_odp.03 }}.

System and services acquisition policy

system and services acquisition procedures

procedures addressing system developer security testing

solicitation documentation

acquisition documentation

service level agreements

acquisition contracts for the system, system component, or system service

system developer penetration testing and evaluation plans

system developer penetration testing and evaluation results

system security plan

privacy plan

personally identifiable information processing policy

other relevant documents or records

Organizational personnel with system and service acquisition responsibilities

organizational personnel with information security and privacy responsibilities

organizational personnel with developer security testing responsibilities

system developers

independent verification agent

Organizational processes for monitoring developer security and privacy assessments

mechanisms supporting and/or implementing the monitoring of developer security and privacy assessments