id: "SA-21" title: "Developer Screening" family: "SA" family_name: "System and Services Acquisition" sort_id: "sa-21" priority: "P1" implementation_level: "organization" enhancements: - sa-21.1


Statement

Require that the developer of {{ insert: param, sa-21_odp.01 }}:

Has appropriate access authorizations as determined by assigned {{ insert: param, sa-21_odp.02 }} ; and

Satisfies the following additional personnel screening criteria: {{ insert: param, sa-21_odp.03 }}.

Guidance

Developer screening is directed at external developers. Internal developer screening is addressed by PS-3 . Because the system, system component, or system service may be used in critical activities essential to the national or economic security interests of the United States, organizations have a strong interest in ensuring that developers are trustworthy. The degree of trust required of developers may need to be consistent with that of the individuals who access the systems, system components, or system services once deployed. Authorization and personnel screening criteria include clearances, background checks, citizenship, and nationality. Developer trustworthiness may also include a review and analysis of company ownership and relationships that the company has with entities that may potentially affect the quality and reliability of the systems, components, or services being developed. Satisfying the required access authorizations and personnel screening criteria includes providing a list of all individuals who are authorized to perform development activities on the selected system, system component, or system service so that organizations can validate that the developer has satisfied the authorization and screening requirements.

Assessment Objective: the developer of {{ insert: param, sa-21_odp.01 }} is required to have appropriate access authorizations as determined by assigned {{ insert: param, sa-21_odp.02 }};

Assessment Objective: the developer of {{ insert: param, sa-21_odp.01 }} is required to satisfy {{ insert: param, sa-21_odp.03 }}.

System and services acquisition policy

personnel security policy and procedures

procedures addressing personnel screening

system design documentation

acquisition documentation

service level agreements

acquisition contracts for developer services

system configuration settings and associated documentation

list of appropriate access authorizations required by the developers of the system

personnel screening criteria and associated documentation

system security plan

supply chain risk management plan

other relevant documents or records

Organizational personnel with system and service acquisition responsibilities

organizational personnel with information security responsibilities

organizational personnel responsible for developer screening

Organizational processes for developer screening

mechanisms supporting developer screening