_nist/sp-800-53/sr/sr-01 · always-coding.co.uk

id: "SR-01" title: "Policy and Procedures" family: "SR" family_name: "Supply Chain Risk Management" sort_id: "sr-01" priority: "P1" implementation_level: "organization"

Develop, document, and disseminate to {{ insert: param, sr-1_prm_1 }}:

{{ insert: param, sr-01_odp.03 }} supply chain risk management policy that:

Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and

Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and

Procedures to facilitate the implementation of the supply chain risk management policy and the associated supply chain risk management controls;

Designate an {{ insert: param, sr-01_odp.04 }} to manage the development, documentation, and dissemination of the supply chain risk management policy and procedures; and

Review and update the current supply chain risk management:

Policy {{ insert: param, sr-01_odp.05 }} and following {{ insert: param, sr-01_odp.06 }} ; and

Procedures {{ insert: param, sr-01_odp.07 }} and following {{ insert: param, sr-01_odp.08 }}.

Guidance

Supply chain risk management policy and procedures address the controls in the SR family as well as supply chain-related controls in other families that are implemented within systems and organizations. The risk management strategy is an important factor in establishing such policies and procedures. Policies and procedures contribute to security and privacy assurance. Therefore, it is important that security and privacy programs collaborate on the development of supply chain risk management policy and procedures. Security and privacy program policies and procedures at the organization level are preferable, in general, and may obviate the need for mission- or system-specific policies and procedures. The policy can be included as part of the general security and privacy policy or be represented by multiple policies that reflect the complex nature of organizations. Procedures can be established for security and privacy programs, for mission or business processes, and for systems, if needed. Procedures describe how the policies or controls are implemented and can be directed at the individual or role that is the object of the procedure. Procedures can be documented in system security and privacy plans or in one or more separate documents. Events that may precipitate an update to supply chain risk management policy and procedures include assessment or audit findings, security incidents or breaches, or changes in applicable laws, executive orders, directives, regulations, policies, standards, and guidelines. Simply restating controls does not constitute an organizational policy or procedure.

Assessment Objective: a supply chain risk management policy is developed and documented;

Assessment Objective: the supply chain risk management policy is disseminated to {{ insert: param, sr-01_odp.01 }};

Assessment Objective: supply chain risk management procedures to facilitate the implementation of the supply chain risk management policy and the associated supply chain risk management controls are developed and documented;

Assessment Objective: the supply chain risk management procedures are disseminated to {{ insert: param, sr-01_odp.02 }}.

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses purpose;

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses scope;

Assessment Objective: {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses roles;

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses responsibilities;

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses management commitment;

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses coordination among organizational entities;

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy addresses compliance.

Assessment Objective: the {{ insert: param, sr-01_odp.03 }} supply chain risk management policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;

Assessment Objective: the {{ insert: param, sr-01_odp.04 }} is designated to manage the development, documentation, and dissemination of the supply chain risk management policy and procedures;

Assessment Objective: the current supply chain risk management policy is reviewed and updated {{ insert: param, sr-01_odp.05 }};

Assessment Objective: the current supply chain risk management policy is reviewed and updated following {{ insert: param, sr-01_odp.06 }};

Assessment Objective: the current supply chain risk management procedures are reviewed and updated {{ insert: param, sr-01_odp.07 }};

Assessment Objective: the current supply chain risk management procedures are reviewed and updated following {{ insert: param, sr-01_odp.08 }}.

Supply chain risk management policy

supply chain risk management procedures

system security plan

privacy plan